Steve Michael Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RAYMOND JAMES INVESTMENT SERVICES LIMITED
FRN 194713
- SMF16 Compliance Oversight (since 23 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jul 2024)
EBS Pensions Limited (no longer approved here)
FRN 134908
- CF10 Compliance Oversight (8 Jul 2016 to 20 Jun 2017)
- CF11 Money Laundering Reporting (8 Jul 2016 to 20 Jun 2017)
Julius Baer International Limited (no longer approved here)
FRN 139179
- CF10 Compliance Oversight (23 Oct 2014 to 13 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.