Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] Material risk taker (14 Feb 2024 to 1 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 1 Jan 2026)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • [FCA CF] Material risk taker (14 Feb 2024 to 15 Feb 2024)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Material risk taker (14 Feb 2024 to 1 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 1 Jan 2026)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • [FCA CF] Material risk taker (14 Feb 2024 to 15 Feb 2024)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Material risk taker (14 Feb 2024 to 1 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 1 Jan 2026)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Material risk taker (14 Feb 2024 to 1 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 1 Jan 2026)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • [FCA CF] Material risk taker (14 Feb 2024 to 15 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 15 Feb 2024)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • [FCA CF] Material risk taker (14 Feb 2024 to 15 Feb 2024)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [FCA CF] Material risk taker (14 Feb 2024 to 1 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 1 Jan 2026)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [FCA CF] Material risk taker (14 Feb 2024 to 1 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 1 Jan 2026)

Recent activity

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