Sophie Jane O'Connor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • SMF9 Chair of the Governing Body (since 27 Aug 2024)
    • SMF11 Chair of the Audit Committee (8 Aug 2023 to 27 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (31 May 2023 to 1 Sep 2023)
  • Rothesay Life Plc

    FRN 466067

    • SMF11 Chair of the Audit Committee (since 1 Oct 2023)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF13 Chair of the Nominations Committee (28 Apr 2023 to 30 Sep 2023)
    • SMF9 Chair of the Governing Body (17 Jan 2023 to 30 Sep 2023)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • SMF13 Chair of the Nominations Committee (28 Apr 2023 to 30 Sep 2023)
    • SMF9 Chair of the Governing Body (17 Jan 2023 to 30 Sep 2023)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • SMF9 Chair of the Governing Body (17 Jan 2023 to 30 Sep 2023)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • SMF9 Chair of the Governing Body (17 Jan 2023 to 30 Sep 2023)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF11 Chair of the Audit Committee (12 Sep 2022 to 30 Sep 2023)
    • SMF9 Chair of the Governing Body (29 Mar 2022 to 12 Sep 2022)
    • SIMF11 Chair of the Audit Committee (1 Jun 2017 to 9 Dec 2018)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF11 Chair of the Audit Committee (12 Sep 2022 to 30 Sep 2023)
    • SMF9 Chair of the Governing Body (29 Mar 2022 to 12 Sep 2022)
    • SIMF11 Chair of the Audit Committee (1 Jun 2017 to 9 Dec 2018)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • SMF9 Chair of the Governing Body (29 Mar 2022 to 11 Sep 2022)
    • Director of firm who is not a certification employee or a SMF manager (21 Apr 2020 to 30 Sep 2023)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF9 Chair of the Governing Body (29 Mar 2022 to 12 Sep 2022)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 1 Oct 2021)
    • SIMF11 Chair of the Audit Committee (1 Jun 2017 to 9 Dec 2018)
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