Sophie Jane O'Connor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BUPA Insurance Limited (no longer approved here)

    FRN 203332

    • SMF14 Senior Independent Director (17 Dec 2019 to 31 Dec 2025)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 2 Dec 2024)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (31 Jan 2016 to 6 Mar 2016)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2023)
    • CF2 Non Executive Director (30 Sep 2019 to 8 Dec 2019)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2023)
    • CF2 Non Executive Director (30 Sep 2019 to 8 Dec 2019)
  • BUPA Insurance Services Limited (no longer approved here)

    FRN 312526

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 2 Dec 2024)
    • SMF14 Senior Independent Director (9 Dec 2019 to 31 Dec 2025)
    • CF2 Non Executive Director (18 Dec 2015 to 8 Dec 2019)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF2 Non Executive Director (27 Jul 2016 to 8 Dec 2019)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 18 Mar 2022)
    • CF2 Non Executive Director (8 Apr 2014 to 6 Mar 2016)
  • Xitus Insurance Limited (no longer approved here)

    FRN 202792

    • CF2 Non Executive Director (30 Aug 2013 to 25 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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