Date authorised
1 April 2013
Companies House
00089255
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southgate Chambers
    37-39 Southgate Street
    Winchester
    Hampshire
    SO23 9EH
    UNITED KINGDOM
    Phone
    +4407402644144
  • Complaints Contact

    Southgate Chambers
    37-39 Southgate Street
    Winchester
    Hampshire
    SO23 9EH
    UNITED KINGDOM
    Phone
    +4407402644144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Land Vehicles, Motor vehicle liability, Railway rolling stock, Sickness

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aleen Seza Gulvanessian

    IRN AXG00565

    • SMF26 Head of Small Run-Off Firm (since 15 Aug 2022)
  • Andrew James Thompson

    IRN AJT01174

    • SMF1 Chief Executive (26 Aug 2020 to 8 Feb 2022)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 8 Feb 2022)
    • SIMF9 Chairman (29 Aug 2017 to 9 Dec 2018)
  • Andrew Prior

    IRN AXP01332

    • CF10 Compliance Oversight (1 Dec 2001 to 28 Feb 2008)
  • Anthony John Patrick Brereton

    IRN AJB01503

    • SIMF10 Chair of the Risk Committee (5 Sep 2017 to 2 Mar 2018)
    • SIMF11 Chair of the Audit Committee (5 Sep 2017 to 2 Mar 2018)
  • Anthony Robert Field

    IRN ARF01088

    • CF11 Money Laundering Reporting (24 May 2013 to 25 Sep 2014)
  • Brad Scott Huntington

    IRN BSH01031

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 30 Jun 2021)
    • SIMF7 Group Entity Senior Insurance Manager Function (1 Sep 2017 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 29 Aug 2017)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 29 Aug 2017)
    • CF3 Chief Executive (3 Feb 2015 to 6 Mar 2016)
    • CF1 Director (19 Nov 2014 to 6 Mar 2016)
  • Cameron Kennedy Mills

    IRN CXM01200

    • CF10 Compliance Oversight (8 Aug 2013 to 25 Sep 2014)
    • CF28 Systems and controls (8 Aug 2013 to 25 Sep 2014)
  • Cara Ann Whatford

    IRN CAW01144

    • CF28 Systems and controls (1 Nov 2007 to 25 Sep 2014)
    • CF13 Finance (1 Dec 2005 to 31 Oct 2007)
  • Christopher Boorer Russell

    IRN CBR01014

    • CF2 Non Executive Director (1 Dec 2001 to 21 May 2009)
  • Doreen Pauline Elizabeth Richards

    IRN DPR01092

    • SIMF2 Chief Finance Function (7 Mar 2016 to 7 Jul 2017)
    • CF1 Director (17 Nov 2014 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.