Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF15 Chair of With Profits Committee (since 19 Aug 2019)
  • Seven Street Wealth Ltd (no longer approved here)

    FRN 192411

    • CF2 Non Executive Director (2 Nov 2016 to 8 Dec 2019)
  • Xitus Insurance Limited (no longer approved here)

    FRN 202792

    • CF10 Compliance Oversight (8 Aug 2013 to 25 Sep 2014)
    • CF28 Systems and controls (8 Aug 2013 to 25 Sep 2014)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF28 Systems and controls (1 Nov 2007 to 7 May 2008)
    • CF14 Risk Assessment (10 Aug 2007 to 31 Oct 2007)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF28 Systems and controls (1 Nov 2007 to 7 May 2008)
    • CF14 Risk Assessment (10 Aug 2007 to 31 Oct 2007)
  • Standard Life Lifetime Mortgages Limited (no longer approved here)

    FRN 310206

    • CF14 Risk Assessment (31 Oct 2004 to 21 Nov 2005)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • CF10 Compliance Oversight (16 Oct 2002 to 21 Nov 2005)
    • CF14 Risk Assessment (18 Dec 2001 to 21 Nov 2005)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF10 Compliance Oversight (16 Oct 2002 to 21 Nov 2005)
    • CF14 Risk Assessment (18 Dec 2001 to 21 Nov 2005)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF10 Compliance Oversight (16 Oct 2002 to 21 Nov 2005)
    • CF14 Risk Assessment (18 Dec 2001 to 21 Nov 2005)
  • Standard Life Bank Plc (no longer approved here)

    FRN 187878

    • (89)CF14 Risk Assessment (18 Dec 2001 to 21 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.