Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Shepherds Friendly Society Limited
FRN 109997
- SMF15 Chair of With Profits Committee (since 19 Aug 2019)
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- CF2 Non Executive Director (2 Nov 2016 to 8 Dec 2019)
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- CF10 Compliance Oversight (8 Aug 2013 to 25 Sep 2014)
- CF28 Systems and controls (8 Aug 2013 to 25 Sep 2014)
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- CF28 Systems and controls (1 Nov 2007 to 7 May 2008)
- CF14 Risk Assessment (10 Aug 2007 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 7 May 2008)
- CF14 Risk Assessment (10 Aug 2007 to 31 Oct 2007)
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- CF14 Risk Assessment (31 Oct 2004 to 21 Nov 2005)
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- CF10 Compliance Oversight (16 Oct 2002 to 21 Nov 2005)
- CF14 Risk Assessment (18 Dec 2001 to 21 Nov 2005)
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- CF10 Compliance Oversight (16 Oct 2002 to 21 Nov 2005)
- CF14 Risk Assessment (18 Dec 2001 to 21 Nov 2005)
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- CF10 Compliance Oversight (16 Oct 2002 to 21 Nov 2005)
- CF14 Risk Assessment (18 Dec 2001 to 21 Nov 2005)
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- (89)CF14 Risk Assessment (18 Dec 2001 to 21 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.