Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UTMOST LIFE AND PENSIONS LIMITED (no longer approved here)

    FRN 775704

    • SMF16 Compliance Oversight (10 Dec 2018 to 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 10 Dec 2018)
    • CF10 Compliance Oversight (31 Mar 2018 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (31 Mar 2018 to 9 Dec 2018)
  • Xitus Insurance Limited (no longer approved here)

    FRN 202792

    • CF11 Money Laundering Reporting (24 May 2013 to 25 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.