Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HBOS Investment Fund Managers Limited
FRN 119223
- SMF1 Chief Executive (since 1 May 2025)
- SMF3 Executive Director (since 1 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (16 Dec 2024 to 30 Apr 2025)
- [FCA CF] Material risk taker (16 Dec 2024 to 30 Apr 2025)
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Scottish Widows Unit Trust Managers Limited
FRN 122129
- SMF3 Executive Director (since 1 May 2025)
- SMF1 Chief Executive (since 1 May 2025)
- [FCA CF] Material risk taker (16 Dec 2024 to 30 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (16 Dec 2024 to 30 Apr 2025)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- [FCA CF] Material risk taker (since 16 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 16 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2024 to 2 Sep 2024)
- [FCA CF] Material risk taker (1 Jul 2024 to 2 Sep 2024)
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- SMF2 Chief Finance (1 Aug 2023 to 31 Aug 2024)
- SMF3 Executive Director (9 Dec 2019 to 31 Aug 2024)
- CF1 Director (13 Sep 2019 to 8 Dec 2019)
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- SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
- SMF2 Chief Finance (11 Apr 2022 to 31 Aug 2024)
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- SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
- SMF2 Chief Finance (3 Oct 2022 to 31 Aug 2024)
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- SMF3 Executive Director (11 Apr 2022 to 31 Aug 2024)
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- SMF3 Executive Director (11 Apr 2022 to 31 Aug 2024)
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- [PRA CF] Significant risk taker or Material risk taker (29 Nov 2019 to 1 Jul 2024)
- [FCA CF] Material risk taker (29 Nov 2019 to 1 Jul 2024)
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- [PRA CF] Significant risk taker or Material risk taker (29 Nov 2019 to 17 Mar 2021)
- [FCA CF] Material risk taker (29 Nov 2019 to 17 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.