Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 May 2025)
    • SMF3 Executive Director (since 1 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Dec 2024 to 30 Apr 2025)
    • [FCA CF] Material risk taker (16 Dec 2024 to 30 Apr 2025)
    • SMF3 Executive Director (since 1 May 2025)
    • SMF1 Chief Executive (since 1 May 2025)
    • [FCA CF] Material risk taker (16 Dec 2024 to 30 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Dec 2024 to 30 Apr 2025)
    • [FCA CF] Material risk taker (since 16 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2024 to 2 Sep 2024)
    • [FCA CF] Material risk taker (1 Jul 2024 to 2 Sep 2024)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • SMF2 Chief Finance (1 Aug 2023 to 31 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2024)
    • CF1 Director (13 Sep 2019 to 8 Dec 2019)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
    • SMF2 Chief Finance (11 Apr 2022 to 31 Aug 2024)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
    • SMF2 Chief Finance (3 Oct 2022 to 31 Aug 2024)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • SMF3 Executive Director (11 Apr 2022 to 31 Aug 2024)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • SMF3 Executive Director (11 Apr 2022 to 31 Aug 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2019 to 1 Jul 2024)
    • [FCA CF] Material risk taker (29 Nov 2019 to 1 Jul 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2019 to 17 Mar 2021)
    • [FCA CF] Material risk taker (29 Nov 2019 to 17 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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