Phillip John Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooklands Fund Management Limited (no longer approved here)

    FRN 757575

    • CF2 Non Executive Director (AR) (12 Sep 2025 to 22 Apr 2026)
  • TITANBAY LTD (no longer approved here)

    FRN 915165

    • (8)Employed By (12 Sep 2025 to 22 Apr 2026)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • [FCA CF] Manager of certification employee (31 Jan 2021 to 27 Aug 2021)
    • [FCA CF] Significant management (31 Jan 2021 to 27 Aug 2021)
    • CF1 Director (AR) (27 Sep 2019 to 27 Aug 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Dec 2019)
    • CF3 Chief Executive (29 May 2013 to 6 Dec 2019)
    • Responsible for Insurance Mediation (29 May 2013 to 30 Sep 2018)
    • CF1 Director (29 May 2013 to 6 Dec 2019)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • [FCA CF] Significant management (31 Jan 2021 to 27 Aug 2021)
    • [FCA CF] Manager of certification employee (31 Jan 2021 to 27 Aug 2021)
    • CF1 Director (5 Jul 2017 to 6 Dec 2019)
    • CF3 Chief Executive (5 Jul 2017 to 6 Dec 2019)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF3 Executive Director (20 May 2020 to 27 Aug 2021)
    • SMF1 Chief Executive (20 May 2020 to 28 May 2021)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • SMF3 Executive Director (9 Dec 2019 to 27 Aug 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Aug 2021)
    • CF3 Chief Executive (8 Feb 2017 to 6 Mar 2017)
    • CF1 Director (26 Feb 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Feb 2016 to 30 Sep 2018)

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