Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Daniels

  IRN MXD84272

  • [FCA CF] Functions requiring qualifications (28 Sep 2022 to 17 Jun 2024)
• Matthew David Pattison

  IRN MDP00039

  • CF30 Customer (1 Nov 2007 to 12 Jul 2016)
  • CF22 Investment Adviser (Trainee) (26 Feb 2007 to 31 Oct 2007)
• Matthew James Barry

  IRN MJB01586

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Nov 2016 to 8 Dec 2019)
• Matthew Peter Tierney

  IRN MPT00033

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Oct 2021)
• Maxwell Sidney Rust

  IRN MSR01140

  • [FCA CF] Functions requiring qualifications (5 Nov 2021 to 29 Jul 2022)
  • CF30 Customer (1 Mar 2019 to 5 Aug 2019)
• Meena Wissa Ibrahim

  IRN MXI01523

  • CF30 Customer (10 Jul 2018 to 19 Nov 2019)
• Michael Benjamin Morley

  IRN MBM00006

  • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 31 Mar 2006)
• Michael Chambers

  IRN MXC03440

  • [FCA CF] Functions requiring qualifications (25 Aug 2023 to 10 Sep 2024)
• Michael Joseph Gerard Summers

  IRN MXS00552

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
• Michael Richard Hayward

  IRN MRH00035

  • CF30 Customer (1 Nov 2007 to 28 Jun 2016)
  • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Feb 2006 to 6 Jul 2006)

No changes recorded yet.