Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2024)
    • CF1 Director (AR) (since 20 Aug 2024)
    • CF30 Customer (since 20 Aug 2024)
    • Employed By (since 20 Aug 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (25 Aug 2023 to 10 Sep 2024)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (25 Aug 2023 to 10 Sep 2024)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • Appointed representative dealing with clients for which they require qualification (20 Jun 2022 to 21 Jul 2023)
    • [FCA CF] Client dealing (20 Jun 2022 to 21 Jul 2023)
    • CF1 Director (AR) (23 May 2022 to 21 Jul 2023)
    • CF30 Customer (23 May 2022 to 21 Jul 2023)
  • Campbell Munro Limited (no longer approved here)

    FRN 170068

    • CF30 Customer (4 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.