Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 26 Oct 2021)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 26 Oct 2021)
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- [FCA CF] Client dealing (9 Feb 2021 to 10 Sep 2021)
- [FCA CF] Functions requiring qualifications (9 Feb 2021 to 10 Sep 2021)
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- [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
- CF30 Customer (5 Jan 2015 to 8 Dec 2019)
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- CF30 Customer (4 Apr 2011 to 29 Jul 2013)
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- CF30 Customer (2 Jul 2009 to 18 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.