Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (6 Feb 2020 to 24 Apr 2023)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (10 Jul 2018 to 19 Nov 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (10 Jul 2018 to 19 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.