PEMBROKE FINANCIAL SERVICES LIMITED

• Principal Place of Business

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273328907

  Web

  https://www.pembrokefinancial.co.uk

• Complaints Contact

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +4401273774855

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Paul Moy

  IRN APM00002

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
  • CF1 Director (AR) (13 Dec 2010 to 24 Aug 2015)
  • CF11 Money Laundering Reporting (12 Apr 2010 to 1 Feb 2012)
  • CF30 Customer (1 Jul 2009 to 8 Dec 2019)
  • CF2 Non Executive Director (1 Jul 2009 to 1 Feb 2012)
• Adrian Ridley

  IRN AMR00043

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 31 Mar 2025)
  • [FCA CF] Client dealing (1 Feb 2024 to 31 Mar 2025)
• Alan Mark Jenkins

  IRN AMJ00017

  • [FCA CF] Client dealing (1 Apr 2024 to 23 Mar 2026)
  • [FCA CF] Functions requiring qualifications (1 Apr 2024 to 23 Mar 2026)
• Alastair Quentin Scott Shaw

  IRN AQS00001

  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 31 Mar 2023)
  • [FCA CF] Client dealing (1 Oct 2020 to 25 Sep 2023)
• Andrew Burton

  IRN ATB01065

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
  • [FCA CF] Client dealing (since 7 Apr 2025)
• Andrew Paul Knight

  IRN ACK01011

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • CF30 Customer (25 Nov 2009 to 8 Dec 2019)
• Andrew William Southgate

  IRN AWS01082

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 29 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
• Anthony Paul David Catt

  IRN APC00019

  • CF30 Customer (19 May 2009 to 31 Oct 2009)
• Bradley Rees

  IRN BXR00275

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
• Carol Fletcher

  IRN CXF01322

  • CF1 Director (AR) (14 Feb 2011 to 26 Feb 2013)

• ODT Financial Services Limited (no longer appointed)

  FRN 600323 · Appointed 29 Apr 2013 · Until 15 Dec 2015

• NLH Financial Ltd (no longer appointed)

  FRN 539187 · Appointed 12 Jan 2011 · Until 28 Feb 2013

• Howlett Clarke Financial Planning Ltd (no longer appointed)

  FRN 537194 · Appointed 7 Dec 2010 · Until 26 Aug 2015

• Hilton Sharp & Clarke FS Ltd (no longer appointed)

  FRN 438764 · Appointed 1 Sep 2005 · Until 10 May 2021

No changes recorded yet.