Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Apr 2024 to 23 Mar 2026)
- [FCA CF] Functions requiring qualifications (1 Apr 2024 to 23 Mar 2026)
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- CF1 Director (AR) (9 Nov 2012 to 6 Dec 2016)
- CF30 Customer (1 Nov 2007 to 6 Dec 2016)
- CF21 Investment Adviser (20 May 2004 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (20 May 2004 to 31 Oct 2007)
- CF4 Partner (AR) (20 May 2004 to 22 Jun 2007)
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- Employed By (20 May 2004 to 6 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.