Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (18 Dec 2024 to 1 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2024 to 1 Apr 2026)
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- Employed By (2 Jul 2009 to 9 Jul 2009)
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- CF30 Customer (19 May 2009 to 31 Oct 2009)
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- Employed By (19 May 2009 to 31 Oct 2009)
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- CF21 Investment Adviser
- CF30 Customer (19 Nov 2007 to 21 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.