SIMPSONS OF BRIGHTON LTD

• Principal Place of Business

  32 Cleveland Road

  Brighton

  East Sussex

  BN1 6FG

  UNITED KINGDOM

  Phone

  +4401273270222

  Web

  https://www.simpsonsofbrighton.co.uk

• Complaints Contact

  32 Cleveland Road

  Brighton

  East Sussex

  BN1 6FG

  UNITED KINGDOM

  Phone

  +4401273270222

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Paul David Catt

  IRN APC00019

  • CF21 Investment Adviser
  • CF30 Customer (19 Nov 2007 to 21 Sep 2009)
• Malcolm Cusack

  IRN MXC00066

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
• Neil Charles Thomas

  IRN NCT00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Sep 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Sep 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Sep 2005 to 30 Sep 2018)
  • CF1 Director (1 Sep 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Sep 2005 to 31 Oct 2007)
• Patrick Mark Cushion

  IRN PMC01085

  • CF30 Customer (1 Nov 2007 to 13 Dec 2007)
  • CF21 Investment Adviser (20 Feb 2007 to 31 Oct 2007)

• Tony Catt Independent Financial Adviser (no longer appointed)

  FRN 471559 · Appointed 14 Aug 2007 · Until 21 Sep 2009

• Simpsons of Henfield (no longer appointed)

  FRN 438849 · Appointed 2 Sep 2005 · Until 31 Dec 2012

• Simpsons of Poole (no longer appointed)

  FRN 222108 · Appointed 2 Sep 2005 · Until 7 Jul 2008

No changes recorded yet.