MPI Financial Advice Ltd

• Principal Place of Business

  150 Macquarie Quay

  Eastbourne

  East Sussex

  BN23 5AW

  UNITED KINGDOM

  Phone

  +441323765890

  Web

  https://www.mpifinancial.co.uk

• Complaints Contact

  150 Macquarie Quay

  Eastbourne

  East Sussex

  BN23 5AW

  UNITED KINGDOM

  Phone

  +441323765890

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alfie Edwards

  IRN AXE00288

  • [FCA CF] Client dealing (since 17 Dec 2024)
• Andrew John Brydon

  IRN AJB00215

  • [FCA CF] Client dealing (since 3 Mar 2025)
• Anthony Paul David Catt

  IRN APC00019

  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2024 to 1 Apr 2026)
  • SMF16 Compliance Oversight (18 Dec 2024 to 1 Apr 2026)
• Chloe Marie Glinn

  IRN CXG00123

  • [FCA CF] Client dealing (since 18 Mar 2024)
• Hugh Edward William Lachlan

  IRN HEL00002

  • [FCA CF] Client dealing (4 Oct 2021 to 31 Dec 2024)
  • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 31 Dec 2024)
  • SMF16 Compliance Oversight (20 Sep 2021 to 23 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Sep 2021 to 23 Jan 2025)
  • Responsible for Insurance Distribution (20 Sep 2021 to 23 Jan 2025)
  • SMF3 Executive Director (20 Sep 2021 to 23 Jan 2025)
• Julian Miller

  IRN JXR02425

  • [FCA CF] Client dealing (17 Apr 2024 to 31 Dec 2025)
• Kane John Edwards

  IRN KXE00054

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 1 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 27 Jun 2024)
  • [FCA CF] Client dealing (since 18 Mar 2024)
  • SMF3 Executive Director (since 20 Sep 2021)
• Laura Biswell

  IRN LXM00778

  • [FCA CF] Client dealing (3 Mar 2025 to 30 Apr 2025)
• Marcus John Goodchild

  IRN MXG00706

  • [FCA CF] Client dealing (since 18 Mar 2024)
• Martin Stanhope Hines

  IRN MSH00036

  • [FCA CF] Client dealing (since 22 Mar 2024)

No changes recorded yet.