Hugh Edward William Lachlan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MPI Financial Advice Ltd (no longer approved here)
FRN 949588
- [FCA CF] Client dealing (4 Oct 2021 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (4 Oct 2021 to 31 Dec 2024)
- SMF16 Compliance Oversight (20 Sep 2021 to 23 Jan 2025)
- SMF3 Executive Director (20 Sep 2021 to 23 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (20 Sep 2021 to 23 Jan 2025)
- Responsible for Insurance Distribution (20 Sep 2021 to 23 Jan 2025)
Capita Pension Solutions Limited (no longer approved here)
FRN 142484
- CF30 Customer (1 Nov 2007 to 30 Dec 2016)
- CF21 Investment Adviser (22 Jan 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.