PEMBROKE FINANCIAL SERVICES LIMITED

• Principal Place of Business

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273328907

  Web

  https://www.pembrokefinancial.co.uk

• Complaints Contact

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +4401273774855

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cassie Ann SHAW

  IRN CAS01262

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
• Christopher Brookes

  IRN CXB00260

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• Christopher Graham

  IRN CXG00525

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 26 Jun 2024)
• Christopher Hughes

  IRN CXH22266

  • [FCA CF] Client dealing (12 Apr 2021 to 24 Nov 2023)
  • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 24 Nov 2023)
• Christopher Simon Gray

  IRN CSG00011

  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 25 Jul 2022)
  • [FCA CF] Client dealing (1 Oct 2020 to 25 Jul 2022)
• Colin John Edmonds

  IRN CJE01086

  • CF1 Director (AR) (26 Jan 2011 to 24 Aug 2015)
• Damon Charles Cooper

  IRN DCC00029

  • CF11 Money Laundering Reporting (19 Apr 2016 to 12 Nov 2018)
• Daniel Aaron Buckingham Watts

  IRN DAW01257

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
  • [FCA CF] Client dealing (since 5 Jan 2026)
• Daniel Rudden

  IRN DXR00611

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
  • [FCA CF] Client dealing (since 29 Sep 2025)
• David Chandler

  IRN DAC01199

  • [FCA CF] Client dealing (2 May 2025 to 27 Feb 2026)
  • [FCA CF] Functions requiring qualifications (2 May 2025 to 27 Feb 2026)

• ODT Financial Services Limited (no longer appointed)

  FRN 600323 · Appointed 29 Apr 2013 · Until 15 Dec 2015

• NLH Financial Ltd (no longer appointed)

  FRN 539187 · Appointed 12 Jan 2011 · Until 28 Feb 2013

• Howlett Clarke Financial Planning Ltd (no longer appointed)

  FRN 537194 · Appointed 7 Dec 2010 · Until 26 Aug 2015

• Hilton Sharp & Clarke FS Ltd (no longer appointed)

  FRN 438764 · Appointed 1 Sep 2005 · Until 10 May 2021

No changes recorded yet.