Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Oct 2020 to 25 Jul 2022)
- [FCA CF] Functions requiring qualifications (1 Oct 2020 to 25 Jul 2022)
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- CF30 Customer (1 Nov 2007 to 2 Sep 2014)
- CF1 Director (AR) (1 Dec 2001 to 2 Sep 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- Employed By (1 Dec 2001 to 2 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.