Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • [FCA CF] Client dealing (1 Oct 2020 to 25 Jul 2022)
    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 25 Jul 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 2 Sep 2014)
    • CF1 Director (AR) (1 Dec 2001 to 2 Sep 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • GMIFC Ltd (no longer approved here)

    FRN 184845

    • Employed By (1 Dec 2001 to 2 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.