Cassie Ann SHAW

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 5 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (15 Nov 2021 to 31 Dec 2025)
    • CF30 Customer (9 Nov 2021 to 31 Dec 2025)
  • Invictus Wealth Consultants Limited (no longer approved here)

    FRN 607531

    • (1)Employed By (9 Nov 2021 to 31 Dec 2025)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • CF30 Customer (22 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.