Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PFM Associates Limited
FRN 213724
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 13 May 2024)
- CF30 Customer (since 13 May 2024)
- [FCA CF] Client dealing (since 13 May 2024)
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Money Matters (South East) Limited
FRN 400129
- (6)Employed By (since 13 May 2024)
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- [FCA CF] Client dealing (12 Apr 2021 to 24 Nov 2023)
- [FCA CF] Functions requiring qualifications (12 Apr 2021 to 24 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2021)
- CF30 Customer (23 Oct 2019 to 18 Jan 2021)
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- Employed By (23 Oct 2019 to 18 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.