Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 May 2024)
    • CF30 Customer (since 13 May 2024)
    • [FCA CF] Client dealing (since 13 May 2024)
    • (6)Employed By (since 13 May 2024)
  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • [FCA CF] Client dealing (12 Apr 2021 to 24 Nov 2023)
    • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 24 Nov 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2021)
    • CF30 Customer (23 Oct 2019 to 18 Jan 2021)
  • Beals Mortgage and Financial Services Limited (no longer approved here)

    FRN 471442

    • Employed By (23 Oct 2019 to 18 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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