PEMBROKE FINANCIAL SERVICES LIMITED

• Principal Place of Business

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273328907

  Web

  https://www.pembrokefinancial.co.uk

• Complaints Contact

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +4401273774855

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Glyn Bishop

  IRN DGB01114

  • CF1 Director (AR) (9 Sep 2005 to 3 Nov 2020)
• David Simon Brunning

  IRN DSB00008

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
  • [FCA CF] Client dealing (since 1 Apr 2020)
• Duncan James Mackay

  IRN DJM01524

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Aug 2024)
• Elisa Baker

  IRN EXB01340

  • [FCA CF] Client dealing (14 Dec 2020 to 3 Sep 2021)
  • [FCA CF] Functions requiring qualifications (14 Dec 2020 to 13 Sep 2021)
• Emma Gale

  IRN EXG00245

  • [FCA CF] Functions requiring qualifications (26 Jun 2024 to 9 May 2025)
  • [FCA CF] Client dealing (26 Jun 2024 to 9 May 2025)
• Fiona Christina Roberts

  IRN FCR01009

  • CF1 Director (AR) (9 Sep 2005 to 17 Jan 2014)
• Frances May Boiling

  IRN FMB01023

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
  • CF11 Money Laundering Reporting (4 Dec 2018 to 27 Sep 2019)
  • CF30 Customer (9 Mar 2018 to 2 May 2021)
• George Gill

  IRN GXG00285

  • [FCA CF] Client dealing (19 Feb 2025 to 10 Nov 2025)
  • [FCA CF] Functions requiring qualifications (19 Feb 2025 to 10 Nov 2025)
• George John Fowler

  IRN GXF00054

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 26 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 26 Jun 2024)
• George Richard Moorey-Denham

  IRN GRD00030

  • [FCA CF] Client dealing (18 Oct 2021 to 28 Apr 2023)
  • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 28 Apr 2023)

• ODT Financial Services Limited (no longer appointed)

  FRN 600323 · Appointed 29 Apr 2013 · Until 15 Dec 2015

• NLH Financial Ltd (no longer appointed)

  FRN 539187 · Appointed 12 Jan 2011 · Until 28 Feb 2013

• Howlett Clarke Financial Planning Ltd (no longer appointed)

  FRN 537194 · Appointed 7 Dec 2010 · Until 26 Aug 2015

• Hilton Sharp & Clarke FS Ltd (no longer appointed)

  FRN 438764 · Appointed 1 Sep 2005 · Until 10 May 2021

No changes recorded yet.