Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (18 Oct 2021 to 28 Apr 2023)
- [FCA CF] Client dealing (18 Oct 2021 to 28 Apr 2023)
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- [FCA CF] Functions requiring qualifications (27 May 2021 to 14 Oct 2021)
- [FCA CF] Client dealing (27 May 2021 to 14 Oct 2021)
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- [FCA CF] Functions requiring qualifications (28 Aug 2020 to 22 Jan 2021)
- [FCA CF] Client dealing (28 Aug 2020 to 22 Jan 2021)
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- CF30 Customer (21 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (27 Jul 2015 to 29 Apr 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.