Athena Wealth Planning Limited

• Principal Place of Business

  1

  The Mews

  16 Holly Bush Lane

  Sevenoaks

  Kent

  TN13 3TH

  UNITED KINGDOM

  Phone

  +441732460521

  Web

  https://www.athenawealthplanning.co.uk

• Complaints Contact

  1

  The Mews

  16 Holly Bush Lane

  Sevenoaks

  Kent

  TN13 3TH

  UNITED KINGDOM

  Phone

  +441732460521

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair Ian Cameron-Dick

  IRN AIC01031

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
  • [FCA CF] Client dealing (since 9 Jan 2023)
• Caroline Elisabeth Devonshire

  IRN CEN00004

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 16 Jun 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 16 Jun 2021)
  • CF1 Director (8 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (8 Oct 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Oct 2014 to 8 Dec 2019)
• Colin Andrew Enright

  IRN CAE00014

  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jun 2023)
  • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Feb 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 16 Jun 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 21 Jun 2023)
  • Responsibility for MCD Intermediation (19 Sep 2016 to 21 Jun 2023)
  • Responsible for Insurance Mediation (8 Oct 2014 to 30 Sep 2018)
  • CF30 Customer (8 Oct 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Oct 2014 to 8 Dec 2019)
  • CF1 Director (8 Oct 2014 to 8 Dec 2019)
• Frances June Afonso

  IRN FJA00006

  • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 20 Dec 2023)
  • [FCA CF] Client dealing (4 Jul 2022 to 20 Dec 2023)
• George Richard Moorey-Denham

  IRN GRD00030

  • [FCA CF] Client dealing (27 May 2021 to 14 Oct 2021)
  • [FCA CF] Functions requiring qualifications (27 May 2021 to 14 Oct 2021)
• Laura Major

  IRN LXM00817

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
  • [FCA CF] Client dealing (since 2 Jun 2025)
• Linda van Meurs

  IRN LXV01149

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Sarah Revell

  IRN SXR00707

  • SMF3 Executive Director (since 16 Jun 2023)
  • SMF16 Compliance Oversight (since 16 Jun 2023)
  • Responsible for Insurance Distribution (since 16 Jun 2023)
  • Responsibility for MCD Intermediation (since 16 Jun 2023)
• Thomas Atkinson

  IRN TXA00083

  • [FCA CF] Client dealing (8 Sep 2022 to 28 Feb 2025)
  • [FCA CF] Functions requiring qualifications (8 Sep 2022 to 28 Feb 2025)
• Wesley Adrian Van Aswegen

  IRN WXV11979

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2024)

No changes recorded yet.