Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
  • TUDOR FINANCIAL OPTIONS LIMITED (no longer approved here)

    FRN 459623

    • [FCA CF] Significant management (1 Jan 2021 to 31 Oct 2022)
    • [FCA CF] Client dealing (1 Jan 2021 to 31 Oct 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
    • CF1 Director (22 Jan 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.