Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Evolution FS Ltd
FRN 597303
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 28 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 28 Feb 2024)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Feb 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 21 Jun 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2024)
- [FCA CF] Significant management (9 Dec 2019 to 16 Jun 2021)
- SMF3 Executive Director (9 Dec 2019 to 23 Oct 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 21 Jun 2023)
- Responsibility for MCD Intermediation (19 Sep 2016 to 21 Jun 2023)
- CF10 Compliance Oversight (8 Oct 2014 to 8 Dec 2019)
- CF1 Director (8 Oct 2014 to 8 Dec 2019)
- CF30 Customer (8 Oct 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (8 Oct 2014 to 30 Sep 2018)
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- CF30 Customer (13 Aug 2013 to 30 Sep 2014)
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- CF21 Investment Adviser (16 Jan 2007 to 1 Jun 2007)
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- (3)Employed By (7 Apr 2003 to 21 Jan 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
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- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.