David Simon Brunning

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
  • Henson Crisp Ltd (no longer approved here)

    FRN 469175

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (21 Dec 2012 to 7 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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