Date authorised
1 April 2013
Companies House
06266686
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ground Floor
    Bank House
    The Lawns
    33 Thorpe Road
    Peterborough
    Cambridgeshire
    PE3 6AB
    UNITED KINGDOM
    Phone
    +4401733355120
  • Complaints Contact

    Ground Floor
    Bank House
    The Lawns
    33 Thorpe Road
    Peterborough
    Cambridgeshire
    PE3 6AB
    UNITED KINGDOM
    Phone
    +4401733355120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Jackson

    IRN ASJ01075

    • [FCA CF] Client dealing (1 Apr 2021 to 19 May 2021)
    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 19 May 2021)
  • Beth Amelia Lilley-Compton

    IRN BXL00155

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 12 Jul 2022)
  • Brian Stuart Carruthers

    IRN BSC01019

    • CF1 Director (AR) (24 Sep 2007 to 18 Jul 2011)
  • Cornelius Stephen Herbert

    IRN CSH00005

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (25 Nov 2020 to 31 Mar 2021)
  • David Michael Radford

    IRN DMR01076

    • CF1 Director (AR) (24 Sep 2007 to 18 Jul 2011)
  • David Simon Brunning

    IRN DSB00008

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
  • Duncan Sanderson

    IRN DXS18763

    • SMF3 Executive Director (11 Feb 2022 to 9 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Feb 2022 to 9 Apr 2025)
    • [FCA CF] Client dealing (29 Mar 2021 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 31 Mar 2025)
  • Gary Hall

    IRN GXH01551

    • CF30 Customer (13 Oct 2011 to 15 Apr 2013)
  • Georgina Bellinger

    IRN GXK00081

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 May 2025)
    • SMF3 Executive Director (since 23 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jake Richard Burton

    IRN JXB08850

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.