Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 29 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2021)
  • Henson Crisp Ltd (no longer approved here)

    FRN 469175

    • [FCA CF] Client dealing (1 Apr 2021 to 19 May 2021)
    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 19 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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