Henson Crisp Ltd

• Principal Place of Business

  Ground Floor

  Bank House

  The Lawns

  33 Thorpe Road

  Peterborough

  Cambridgeshire

  PE3 6AB

  UNITED KINGDOM

  Phone

  +4401733355120

  Web

  https://www.hensoncrisp.com

• Complaints Contact

  Ground Floor

  Bank House

  The Lawns

  33 Thorpe Road

  Peterborough

  Cambridgeshire

  PE3 6AB

  UNITED KINGDOM

  Phone

  +4401733355120

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathon Crisp

  IRN JXC00185

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Feb 2022)
  • CF10 Compliance Oversight (27 Jul 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Aug 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Aug 2007 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Aug 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
• Kaushik Govindji Bathia

  IRN KGB01022

  • CF1 Director (AR) (20 Sep 2007 to 18 Jul 2011)
• Rachelle Jordan

  IRN RXJ01108

  • CF30 Customer (2 Mar 2012 to 18 May 2017)
• Steven Wilmer

  IRN SXW00969

  • [FCA CF] Client dealing (since 29 Jan 2025)
• Thomas Holder

  IRN TXH00127

  • [FCA CF] Functions requiring qualifications (9 Jul 2024 to 9 Jul 2025)
  • [FCA CF] Client dealing (9 Jul 2024 to 9 Jul 2025)
• Tracey Anne Henson

  IRN TAH00033

  • CF30 Customer (1 Nov 2007 to 18 Jul 2011)
  • CF1 Director (1 Aug 2007 to 18 Jul 2011)
  • CF10 Compliance Oversight (1 Aug 2007 to 18 Jul 2011)
  • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Aug 2007 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (1 Aug 2007 to 31 Oct 2007)

• Thomas May Financial Services Limited (no longer appointed)

  FRN 224636 · Appointed 18 Sep 2007 · Until 18 Jul 2011

No changes recorded yet.