Tracey Anne Henson

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEAR SKY FINANCIAL CONSULTING LIMITED

    FRN 524674

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 17 Jun 2016)
    • Responsibility for MCD Intermediation (since 3 May 2016)
    • CF30 Customer (since 1 Apr 2011)
    • CF10 Compliance Oversight (1 Apr 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 13 Mar 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
  • Clear Sky Mortgage Solutions Ltd

    FRN 712345

    • Employed By (since 4 Jan 2017)
  • Ashton Financial Planning Ltd.

    FRN 595836

    • (1)Employed By (since 17 Jun 2016)
  • Henson Crisp Ltd (no longer approved here)

    FRN 469175

    • CF30 Customer (1 Nov 2007 to 18 Jul 2011)
    • CF10 Compliance Oversight (1 Aug 2007 to 18 Jul 2011)
    • CF24 Pension Transfer Specialist (1 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Aug 2007 to 31 Mar 2009)
    • CF1 Director (1 Aug 2007 to 18 Jul 2011)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF21 Investment Adviser (27 Sep 2006 to 26 Jun 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2006 to 27 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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