CLEAR SKY FINANCIAL CONSULTING LIMITED

• Principal Place of Business

  Clear Sky House

  104 New Walk

  Leicester

  Leicestershire

  LE1 7EA

  UNITED KINGDOM

  Phone

  +441162471188

• Complaints Contact

  Clear Sky House

  104 New Walk

  Leicester

  Leicestershire

  LE1 7EA

  UNITED KINGDOM

  Phone

  +4401162471188

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dawn Keeling

  IRN DXK01800

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jun 2021)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jun 2021)
  • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
• Idwal Rhys Sexon

  IRN IRS00008

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• John Stuart Hanson

  IRN JSH01115

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 1 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
  • CF11 Money Laundering Reporting (29 Apr 2019 to 8 Dec 2019)
  • CF1 Director (26 Aug 2016 to 8 Dec 2019)
  • CF1 Director (AR) (16 Apr 2013 to 1 Jul 2024)
  • CF30 Customer (18 Feb 2013 to 1 Jul 2024)
• Nicholas Allister Black

  IRN NAB01118

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
• Stephen Richard Turtill

  IRN SRT01083

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 1 Dec 2017)
• Tracey Anne Henson

  IRN TAH00033

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 17 Jun 2016)
  • Responsibility for MCD Intermediation (since 3 May 2016)
  • CF30 Customer (since 1 Apr 2011)
  • CF11 Money Laundering Reporting (1 Apr 2011 to 13 Mar 2019)
  • CF10 Compliance Oversight (1 Apr 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
  • CF1 Director (1 Apr 2011 to 8 Dec 2019)

• Clear Sky Mortgage Solutions Ltd

  FRN 712345 · Appointed 31 Jul 2015

• Ashton Financial Planning Ltd.

  FRN 595836 · Appointed 13 Feb 2013

• Henson Financial Planning Limited (no longer appointed)

  FRN 580765 · Appointed 8 May 2012 · Until 31 May 2016

• Thomas May Financial Services Limited (no longer appointed)

  FRN 224636 · Appointed 2 Nov 2011 · Until 30 Mar 2012

No changes recorded yet.