Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 1 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
- CF11 Money Laundering Reporting (29 Apr 2019 to 8 Dec 2019)
- CF1 Director (26 Aug 2016 to 8 Dec 2019)
- CF1 Director (AR) (16 Apr 2013 to 1 Jul 2024)
- CF30 Customer (18 Feb 2013 to 1 Jul 2024)
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- Employed By (4 Jan 2017 to 1 Jul 2024)
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- (1)Employed By (18 Feb 2013 to 1 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.