Jonathon Crisp

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Henson Crisp Ltd

    FRN 469175

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Feb 2022)
    • CF10 Compliance Oversight (27 Jul 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Aug 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2007 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Aug 2007 to 8 Dec 2019)
  • RXI WEALTH LIMITED

    FRN 749884

    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2016 to 8 Dec 2019)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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