Thomas Holder

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Whitings Wealth Management Limited

    FRN 435190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2025)
  • Henson Crisp Ltd (no longer approved here)

    FRN 469175

    • [FCA CF] Functions requiring qualifications (9 Jul 2024 to 9 Jul 2025)
    • [FCA CF] Client dealing (9 Jul 2024 to 9 Jul 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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