Cornelius Stephen Herbert

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Henson Crisp Ltd (no longer approved here)
FRN 469175
- [FCA CF] Client dealing (25 Nov 2020 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 31 Mar 2021)
Stirling House Financial Services Limited (no longer approved here)
FRN 413234
- [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Feb 2020)
- CF30 Customer (24 Jul 2019 to 8 Dec 2019)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (6 Jun 2018 to 22 Feb 2019)
SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 100013
- CF21 Investment Adviser (6 Oct 2003 to 14 Nov 2003)
- CF22 Investment Adviser (Trainee) (12 May 2003 to 6 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.