Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2020)
    • [FCA CF] Client dealing (since 28 Aug 2020)
  • Henson Crisp Ltd (no longer approved here)

    FRN 469175

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • Ewing Associates Limited (no longer approved here)

    FRN 215170

    • (12)Employed By (4 Dec 2018 to 22 Jan 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Dec 2018 to 22 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.