Duncan Sanderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
    • [FCA CF] Client dealing (since 7 Jul 2025)
  • Henson Crisp Ltd (no longer approved here)

    FRN 469175

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Feb 2022 to 9 Apr 2025)
    • SMF3 Executive Director (11 Feb 2022 to 9 Apr 2025)
    • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 31 Mar 2025)
    • [FCA CF] Client dealing (29 Mar 2021 to 31 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (16 Aug 2019 to 22 Jan 2021)
    • CF30 Customer (16 Aug 2019 to 22 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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