Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Sep 2025)
    • CF1 Director (AR) (since 9 Aug 2025)
    • CF30 Customer (since 9 Aug 2025)
    • (1)Employed By (since 9 Aug 2025)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Client dealing (13 Oct 2021 to 14 Aug 2025)
    • [FCA CF] Functions requiring qualifications (13 Oct 2021 to 14 Aug 2025)
  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • [FCA CF] Client dealing (14 Dec 2020 to 3 Sep 2021)
    • [FCA CF] Functions requiring qualifications (14 Dec 2020 to 13 Sep 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (15 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Accolade Financial Planning Ltd

  2. controlled function added: (1)Employed By at Accolade Financial Planning Ltd