Duncan James Mackay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Aug 2024)
    • [FCA CF] Client dealing (since 12 Aug 2024)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
  • GODDARD PERRY CONSULTING LIMITED (no longer approved here)

    FRN 125376

    • CF30 Customer (7 Sep 2015 to 4 Dec 2017)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (2 Jun 2014 to 28 Aug 2015)
  • Bromige Limited (no longer approved here)

    FRN 462518

    • CF30 Customer (11 Mar 2014 to 10 Jun 2014)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (10 Jan 2011 to 10 Feb 2014)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (13 Jul 2009 to 25 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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