Bromige Limited

Date authorised
1 April 2013
Companies House
05889192
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7
    Riverview Business Park
    Station Road
    Forest Row
    East Sussex
    RH18 5FS
    UNITED KINGDOM
    Phone
    +4401342826703
    Web
    https://www.bromige.co.uk

  • Complaints Contact

    7
    Riverview Business Park
    Station Road
    Forest Row
    East Sussex
    RH18 5FS
    UNITED KINGDOM
    Phone
    +4401342826703

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Jane Vaughan

    IRN AJV00003

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
    • CF11 Money Laundering Reporting (15 May 2013 to 29 Oct 2019)
    • CF1 Director (4 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (12 Jan 2010 to 8 Dec 2019)
  • Anthony Roser

    IRN AXR00044

    • CF30 Customer (1 Nov 2007 to 23 Sep 2011)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • Charles Alexander Colville

    IRN CAC01214

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Feb 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 31 Aug 2016)
    • CF10 Compliance Oversight (28 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Sep 2017 to 30 Sep 2018)
    • CF1 Director (28 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • Christian Frederick Thal-Jantzen

    IRN CFT00003

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 5 Nov 2015)
    • CF8 Apportionment and Oversight (1 Mar 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Mar 2007 to 11 Jun 2007)
    • CF1 Director (1 Mar 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2007 to 15 Sep 2017)
    • Responsible for Insurance Mediation (1 Mar 2007 to 15 Sep 2017)
  • David John Bromige

    IRN DJB00047

    • CF1 Director (11 Apr 2007 to 31 Mar 2009)
  • Duncan James Mackay

    IRN DJM01524

    • CF30 Customer (11 Mar 2014 to 10 Jun 2014)
  • Ian Philip Harris

    IRN IPH01026

    • CF11 Money Laundering Reporting (18 Jun 2007 to 30 Apr 2009)
    • CF1 Director (5 Apr 2007 to 31 Mar 2009)
  • Juergen Hermann Heinrich Schumacher

    IRN JHS01106

    • CF1 Director (20 May 2008 to 5 Aug 2013)
    • CF30 Customer (1 Nov 2007 to 18 Sep 2011)
    • CF22 Investment Adviser (Trainee) (1 Oct 2007 to 31 Oct 2007)
  • Peter Thompson

    IRN PXT01533

    • CF30 Customer (14 Jan 2015 to 3 Oct 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.