Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
- CF30 Customer (1 Nov 2007 to 5 Nov 2015)
- CF10 Compliance Oversight (1 Mar 2007 to 15 Sep 2017)
- CF11 Money Laundering Reporting (1 Mar 2007 to 11 Jun 2007)
- CF1 Director (1 Mar 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Mar 2007 to 31 Mar 2009)
- Responsible for Insurance Mediation (1 Mar 2007 to 15 Sep 2017)
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- CF1 Director (AR) (1 Dec 2001 to 16 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2004)
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- Employed By (1 Dec 2001 to 16 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.