Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bromige Limited (no longer approved here)

    FRN 462518

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 5 Nov 2015)
    • CF10 Compliance Oversight (1 Mar 2007 to 15 Sep 2017)
    • CF11 Money Laundering Reporting (1 Mar 2007 to 11 Jun 2007)
    • CF1 Director (1 Mar 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Mar 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Mar 2007 to 15 Sep 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (1 Dec 2001 to 16 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2004)
  • Bromige & Partners Financial Ltd (no longer approved here)

    FRN 171979

    • Employed By (1 Dec 2001 to 16 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.