Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PEMBROKE FINANCIAL SERVICES LIMITED
FRN 228341
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 26 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 26 Jun 2024)
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- Appointed representative dealing with clients for which they require qualification (21 Dec 2022 to 22 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (23 Nov 2020 to 16 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.