PEMBROKE FINANCIAL SERVICES LIMITED

• Principal Place of Business

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273328907

  Web

  https://www.pembrokefinancial.co.uk

• Complaints Contact

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +4401273774855

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gillian Marsh

  IRN GXM00432

  • 11. Pension transfer specialist
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 5 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2022)
• Guy Alan Edward Cremer

  IRN GAC01116

  • [FCA CF] Client dealing (12 Sep 2025 to 9 Feb 2026)
  • [FCA CF] Functions requiring qualifications (12 Sep 2025 to 9 Feb 2026)
• Guy Nicholas Ovenden

  IRN GNO00001

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2022)
  • CF30 Customer (23 Oct 2014 to 2 May 2021)
• Hannah Ellerker

  IRN HXE00110

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
  • [FCA CF] Client dealing (since 2 Jun 2025)
• Harry George Haines

  IRN HXH00283

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Jun 2024)
  • [FCA CF] Client dealing (since 26 Jun 2024)
• Harvey Richard Osler

  IRN HRO00007

  • CF1 Director (AR) (14 Jun 2013 to 10 Dec 2015)
• Hena Shad

  IRN HKS01016

  • [FCA CF] Functions requiring qualifications (4 Oct 2023 to 1 May 2024)
  • [FCA CF] Client dealing (4 Oct 2023 to 1 May 2024)
• Iain Campbell

  IRN IXC24430

  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Sep 2023 to 24 Feb 2025)
  • SMF3 Executive Director (3 Feb 2020 to 2 Sep 2024)
• Ian Taylor

  IRN IAT00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 11. Pension transfer specialist
  • [FCA CF] Manager of certification employee (since 2 May 2025)
  • [FCA CF] Significant management (since 2 May 2025)
  • [FCA CF] Client dealing (since 2 May 2025)
  • [FCA CF] Functions requiring qualifications (since 2 May 2025)
• Jack Redman Whitford

  IRN JXW00193

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
  • [FCA CF] Client dealing (since 3 Nov 2025)

• ODT Financial Services Limited (no longer appointed)

  FRN 600323 · Appointed 29 Apr 2013 · Until 15 Dec 2015

• NLH Financial Ltd (no longer appointed)

  FRN 539187 · Appointed 12 Jan 2011 · Until 28 Feb 2013

• Howlett Clarke Financial Planning Ltd (no longer appointed)

  FRN 537194 · Appointed 7 Dec 2010 · Until 26 Aug 2015

• Hilton Sharp & Clarke FS Ltd (no longer appointed)

  FRN 438764 · Appointed 1 Sep 2005 · Until 10 May 2021

No changes recorded yet.