Hena Shad

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (23 Aug 2024 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (23 Aug 2024 to 13 Mar 2026)
  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • [FCA CF] Functions requiring qualifications (4 Oct 2023 to 1 May 2024)
    • [FCA CF] Client dealing (4 Oct 2023 to 1 May 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (29 Sep 2010 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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