Guy Nicholas Ovenden

• Shackleton Advisers Limited (no longer approved here)

  FRN 163291

  • [FCA CF] Client dealing (21 Feb 2022 to 15 Mar 2024)
  • [FCA CF] Functions requiring qualifications (21 Feb 2022 to 15 Mar 2024)
• PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 228341

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2022)
  • CF30 Customer (23 Oct 2014 to 2 May 2021)
• Hilton Sharp & Clarke FS Ltd (no longer approved here)

  FRN 438764

  • Employed By (27 Jun 2016 to 2 May 2021)
• Stiles & Company Financial Services Ltd (no longer approved here)

  FRN 232169

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (19 May 2006 to 31 Oct 2007)
• Grosvenor Trust & Savings (no longer approved here)

  FRN 158944

  • (2)Employed By (21 Sep 2001 to 30 Sep 2002)
• Pembroke Financial Services Ltd (no longer approved here)

  FRN 162474

  • (3)Employed By (3 May 2000 to 30 Sep 2002)
• Sterling Financial Services (no longer approved here)

  FRN 184674

  • (1)Employed By (8 Feb 2000 to 30 Sep 2002)

No changes recorded yet.