Stiles & Company Financial Services Ltd

Date authorised
1 April 2013
Companies House
04337354
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Amber House
    St Johns Road
    Hove
    East Sussex
    BN3 2EZ
    UNITED KINGDOM
    Phone
    +4401273736713
    Web
    https://www.stilesfinancial.co.uk

  • Complaints Contact

    2 Amber House
    St Johns Road
    Hove
    East Sussex
    BN3 2EZ
    UNITED KINGDOM
    Phone
    +4401273736713

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Charles Brian Griffin

    IRN AXG80593

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 27 Nov 2024)
    • [FCA CF] Client dealing (since 10 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2020)
  • Andrew Rees

    IRN AXR01544

    • CF1 Director (1 Jun 2004 to 20 Aug 2013)
  • Caroline Maria Carreras

    IRN CXC01575

    • CF4 Partner (AR) (1 Jun 2006 to 15 Nov 2007)
  • Guy Howard Frazer

    IRN GHF00007

    • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • CF7 Sole Trader (AR) (15 Jun 2005 to 8 Jun 2006)
    • CF21 Investment Adviser (15 Jun 2005 to 31 Oct 2007)
  • Guy Nicholas Ovenden

    IRN GNO00001

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF24 Pension Transfer Specialist (19 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
  • Liam Patrick Starley

    IRN LPS01009

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (1 Nov 2007 to 31 May 2021)
    • CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
    • CF1 Director (AR) (21 Jul 2005 to 31 May 2021)
    • CF22 Investment Adviser (Trainee) (21 Jul 2005 to 16 Jun 2006)
  • Linda Ann Duffield

    IRN LAD00004

    • CF30 Customer (4 Aug 2008 to 31 Dec 2012)
  • Richard James Robey

    IRN RJR01108

    • CF30 Customer (1 Nov 2007 to 27 Feb 2008)
    • CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jul 2005 to 16 Jun 2006)
    • CF1 Director (AR) (21 Jul 2005 to 27 Feb 2008)
  • Samuel James Womersley

    IRN SXW81041

    • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 26 May 2022)
    • [FCA CF] Client dealing (10 Feb 2020 to 26 May 2022)
  • Scott Dominic Moorhouse

    IRN SDM00019

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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