Guy Howard Frazer

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 5 Dec 2023)
    • CF1 Director (AR) (since 19 Oct 2023)
    • CF30 Customer (since 19 Oct 2023)
  • Candour Financial Planning Limited

    FRN 589836

    • (2)Employed By (since 19 Oct 2023)
    • (1)Employed By (29 Nov 2012 to 31 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (23 Dec 2023 to 12 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 12 Dec 2023)
    • CF30 Customer (23 Dec 2019 to 12 Dec 2023)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (30 Jun 2023 to 5 Sep 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (24 Aug 2009 to 1 Nov 2012)
  • Candour Financial Planning (no longer approved here)

    FRN 505459

    • Employed By (24 Aug 2009 to 1 Nov 2012)
  • Stiles & Company Financial Services Ltd (no longer approved here)

    FRN 232169

    • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • CF21 Investment Adviser (15 Jun 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (15 Jun 2005 to 8 Jun 2006)
  • Candour Financial Planing (no longer approved here)

    FRN 228587

    • Employed By (2 Oct 2003 to 15 Nov 2007)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Candour Financial Planning Limited

  2. controlled function added: (1)Employed By at Candour Financial Planning Limited

  3. controlled function added: (2)Employed By at Candour Financial Planning Limited